What role does the SEC play in regulating, enforcing and adjudicating financial fraud in the market? Do you believe they are effective in achieving their goals?
Expert Answer
The U.S. Security and Exchange Commission was created to protect the interests of investors who turn to markets to help secure their future, to maintain fair, orderly and efficient markets and facilitate capital formation. These objectives can be fulfilled only when a regulatory framework is in place to guide and protect the investors, regulate and faclitate the flow of information among the market participants, and ensure effective trial of those companies
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